Tracing the Dynabook: A Study of Technocultural Transformations

John W. Maxwell

PhD Dissertation
Centre for Cross-Faculty Inquiry
Faculty of Education
The University of British Columbia

November, 2006


This work is a historical study of the Dynabook project and vision, which began as a blue-sky project to define personal and educational computing at Xerox PARC in the 1970s. It traces the idea through the three intervening decades, noting the transformations which occur as the vision and its artifacts meet varying contexts. The dissertation was for a PhD in education; the focus of this work is mostly educational, though I've tried to do justice to the technology throughout. I defended it successfully before a committee of profs from education and compsci on Halloween 2006. Comments are extremely welcome: jmax (at) sfu.ca

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Abstract

The origins of the personal computer are found in an educational vision. Desktop computing and multimedia were not first conceived as tools for office workers or media professionals— they were prototyped as “personal dynamic media” for children. Alan Kay, then at Xerox’ Palo Alto Research Center, saw in the emerging digital world the possibility of a communications revolution and argued that this revolution should be in the hands of children. Focusing on the development of the “Dynabook,” Kay’s research group established a wide-ranging conception of personal and educational computing, based on the ideal of a new systems literacy, of which computing is an integral part.

Kay’s research led to two dominant computing paradigms: the graphical user interface for personal computers, and object-oriented programming. By contrast, Kay’s educational vision has been largely forgotten, overwhelmed by the sheer volume of discourse on e-learning and the Web. However, an historical analysis of Kay’s educational project and its many contributions reveals a conception of educational computing that is in many ways more compelling than anything we have today, as it is based on a solid foundation of educational theory, one that substantially anticipates and addresses some of the biggest civil/political issues of our time, those of the openness and ownership of cultural expression. The Dynabook is a candidate for what 21st-century literacy might look like in a liberal, individualist, decentralized, and democratic key.

This dissertation is a historical treatment of the Dynabook vision and its implementations in changing contexts over 35 years. It is an attempt to trace the development of a technocultural artifact: the Dynabook, itself partly an idealized vision and partly a series of actual technologies. It is thus a work of cultural history. But it is more than simply a looking back; the effective-history of the Dynabook, its various incarnations, and its continuing re-emergence and re-articulation mean that the relevance of this story is an ongoing question which needs to be recognized and addressed by educators, technologists, and learners today. This dissertation represents an introduction to this case.

Table of Contents

Introduction ...1
The Story So Far—A Conventional Mythology ...3
A Critique of the Popular Mythology ...8
The Division of Labour in Modern Technology ...11
How Education is Complicit ...15
Alan Kay and the Dynabook Vision ...21
What Follows... ...36
Chapter 2: Positions and Approaches ...39
Introducing Myselves ...39
Why This Study? Why This Approach? ...50
Methodology and the Problematic of Distance ...54
How Do We Know a Good Idea When We See One? ...64
Chapter 3: Framing Technology ...68
Technology as Media ...68
Technology as Translation ...77
The Mechanics of Text ...83
Simulation as Interpretation ...95
The Ethics of Translation ...99
Chapter 4: Alan Kay’s Educational Vision ...104
Computers, Children, and Powerful Ideas ...105
“Late Binding” and Systems Design ...112
Smalltalk—“A New Medium for Communications” ...117
“Doing With Images Makes Symbols” ...126
Ways of Knowing: Narrative, Argumentation, Systems Thinking ...131
What is Literacy? ...135
Vision: Necessary but not Sufficient ...140
Chapter 5: Translating Smalltalk ...142
Origins: Smalltalk at PARC in the Early Years ...143
Smalltalk’s Initial Transformation at Xerox PARC ...150
The Microcomputer Revolution of the Late 1970s ...163
The Dynabook after Xerox PARC ...166
HyperCard and the Fate of End-User Programming ...179
Chapter 6: Personal Computing in the Age of the Web ...186
What is a “Powerful Idea,” Anyway? ...186
The 1990s: The Arrival of the Web ...189
The Web as an Educational Medium ...193
The Dynabook Today: How Far Have We Come? ...196
Lessons from the Open-Source Movement ...203
Authoring in the Age of the Web ...211
Why Not Smalltalk? Why Not the Dynabook? ...217
Chapter 7: Squeak’s Small but Mighty Roar ...225
Squeak: A Renaissance Smalltalk ...226
Squeak as an Educational Platform ...231
The Squeak Community and its Trajectories ...247
Squeak: Mouse that Roared? ...259
Drawing Things Together ...261
Where we’ve Been ...261
Dynabook: Artifact or Idea? ...267
Who Cares About the Dynabook? ...275
Bibliography ...286